|
DATE09/15/2025
|
SYMBOLASB
|
NAMEWILLIAMS JOHN B
|
POSITIONdirector
|
ACTIONACQUIRED 372 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEWILLIAMS JOHN B
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/16/2025
|
SYMBOLOBT
|
NAMESousa Gregory
|
POSITIONofficer: EVP and Deputy CLO
|
ACTIONACQUIRED 0 SHARES
|
|
DATE09/10/2025
|
SYMBOLBEEM
|
NAMESyllantavos George
|
POSITIONdirector
|
ACTIONDISPOSED 10000 SHARES
|
|
DATE09/11/2025
|
SYMBOLBEEM
|
NAMESyllantavos George
|
POSITIONdirector
|
ACTIONDISPOSED 889 SHARES
|
|
DATE09/12/2025
|
SYMBOLBEEM
|
NAMESyllantavos George
|
POSITIONdirector
|
ACTIONDISPOSED 9811 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEVAN LITH KAREN
|
POSITIONdirector
|
ACTIONACQUIRED 372 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEVAN LITH KAREN
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMESULLIVAN OWEN J
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLDSGR
|
NAMEPufpaf Richard D
|
POSITIONofficer: SVP and General Counsel
|
ACTIONDISPOSED 5352 SHARES
|
|
DATE09/15/2025
|
SYMBOLGABC
|
NAMEBawel Zachary W
|
POSITIONdirector
|
ACTIONACQUIRED 489 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMENettles Cory L
|
POSITIONdirector
|
ACTIONACQUIRED 361 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMENettles Cory L
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLGABC
|
NAMEEllspermann Susan J
|
POSITIONdirector
|
ACTIONACQUIRED 222 SHARES
|
|
DATE09/15/2025
|
SYMBOLGABC
|
NAMERyan Christina M
|
POSITIONdirector
|
ACTIONACQUIRED 2 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMELudgate Kristen M
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEKLAPPA GALE E
|
POSITIONdirector
|
ACTIONACQUIRED 180 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEKLAPPA GALE E
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLGABC
|
NAMESHEIDLER JACK
|
POSITIONdirector
|
ACTIONACQUIRED 50 SHARES
|
|
DATE09/15/2025
|
SYMBOLVRM
|
NAMEBenzaquen Jacob Shlomo
|
POSITIONofficer: Principal Accounting Officer
|
ACTIONDISPOSED 3 SHARES
|
|
DATE09/15/2025
|
SYMBOLGABC
|
NAMESeger Andrew M
|
POSITIONdirector
|
ACTIONACQUIRED 51 SHARES
|
|
DATE09/15/2025
|
SYMBOLCPRT
|
NAMETRYFOROS THOMAS N
|
POSITIONdirector
|
ACTIONACQUIRED 228840 SHARES
|
|
DATE09/15/2025
|
SYMBOLCPRT
|
NAMETRYFOROS THOMAS N
|
POSITIONdirector
|
ACTIONDISPOSED 228840 SHARES
|
|
DATE09/15/2025
|
SYMBOLCPRT
|
NAMETRYFOROS THOMAS N
|
POSITIONdirector
|
ACTIONDISPOSED 228840 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMETejada Jennifer
|
POSITIONdirector
|
ACTIONACQUIRED 14 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEPolli John M.
|
POSITIONdirector
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEKelley Scott L
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEChaney Kimberly S
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEELSNER FRANK III
|
POSITIONdirector
|
ACTIONACQUIRED 5 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEELSNER FRANK III
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEStock Alan J
|
POSITIONdirector, other: Chairman of the Board
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEDraganosky Eugene J.
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/16/2025
|
SYMBOLBEN
|
NAMEKing Karen Matsushima
|
POSITIONdirector
|
ACTIONACQUIRED 103 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEHerring Todd L
|
POSITIONdirector, other: Vice Chairman of the Board
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMELott James J
|
POSITIONdirector
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEChiaruttini Alexandra C
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMESeibel Donald Arthur Jr
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMENewell Donna M
|
POSITIONdirector
|
ACTIONACQUIRED 250 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMEPotts Daniel W
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEZinterhofer Eric Louis
|
POSITIONdirector
|
ACTIONACQUIRED 4 SHARES
|
|
DATE09/15/2025
|
SYMBOLACNB
|
NAMECarson Elizabeth F.
|
POSITIONdirector
|
ACTIONACQUIRED 175 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEZANNINO RICHARD F
|
POSITIONdirector
|
ACTIONACQUIRED 41 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEZANNINO RICHARD F
|
POSITIONdirector
|
ACTIONACQUIRED 8 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMESTERNLICHT BARRY S
|
POSITIONdirector
|
ACTIONACQUIRED 181 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMESTERNLICHT BARRY S
|
POSITIONdirector
|
ACTIONACQUIRED 69 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMELAUDER GARY M
|
POSITIONdirector, 10 percent owner:
|
ACTIONACQUIRED 14 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEHyman Jennifer
|
POSITIONdirector
|
ACTIONACQUIRED 14 SHARES
|
|
DATE09/15/2025
|
SYMBOLBBSI
|
NAMEMEEKER ANTHONY
|
POSITIONdirector
|
ACTIONDISPOSED 3064 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEFRIBOURG PAUL J
|
POSITIONdirector
|
ACTIONACQUIRED 157 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEFRIBOURG PAUL J
|
POSITIONdirector
|
ACTIONACQUIRED 53 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEDong Angela Wei
|
POSITIONdirector
|
ACTIONACQUIRED 15 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMENunez Arturo
|
POSITIONdirector
|
ACTIONACQUIRED 13 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEFORESTER LYNN
|
POSITIONdirector
|
ACTIONACQUIRED 306 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEFORESTER LYNN
|
POSITIONdirector
|
ACTIONACQUIRED 88 SHARES
|
|
DATE09/16/2025
|
SYMBOLEL
|
NAMEBARSHEFSKY CHARLENE
|
POSITIONdirector
|
ACTIONACQUIRED 89 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMECutinho Sunil
|
POSITIONofficer: Chief Information Officer
|
ACTIONACQUIRED 3044 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMECutinho Sunil
|
POSITIONofficer: Chief Information Officer
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMECutinho Sunil
|
POSITIONofficer: Chief Information Officer
|
ACTIONDISPOSED 1117 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEWinkler Julie
|
POSITIONofficer: Sr MD Chief Commercial Officer
|
ACTIONACQUIRED 3044 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEWinkler Julie
|
POSITIONofficer: Sr MD Chief Commercial Officer
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEWinkler Julie
|
POSITIONofficer: Sr MD Chief Commercial Officer
|
ACTIONDISPOSED 1081 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEVroman Ken
|
POSITIONofficer: Chief Transformation Officer
|
ACTIONACQUIRED 2608 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEVroman Ken
|
POSITIONofficer: Chief Transformation Officer
|
ACTIONDISPOSED 325 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEVroman Ken
|
POSITIONofficer: Chief Transformation Officer
|
ACTIONDISPOSED 971 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEMarcus Jonathan L
|
POSITIONofficer: Sr MD General Counsel
|
ACTIONACQUIRED 2464 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEMarcus Jonathan L
|
POSITIONofficer: Sr MD General Counsel
|
ACTIONDISPOSED 376 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEMarcus Jonathan L
|
POSITIONofficer: Sr MD General Counsel
|
ACTIONDISPOSED 294 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEMarcus Jonathan L
|
POSITIONofficer: Sr MD General Counsel
|
ACTIONDISPOSED 259 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMESprague Suzanne
|
POSITIONofficer: COO & Global Head of Clearing
|
ACTIONACQUIRED 3044 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMESprague Suzanne
|
POSITIONofficer: COO & Global Head of Clearing
|
ACTIONDISPOSED 325 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMESprague Suzanne
|
POSITIONofficer: COO & Global Head of Clearing
|
ACTIONDISPOSED 639 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEFitzpatrick Lynne
|
POSITIONofficer: President and CFO
|
ACTIONACQUIRED 4348 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEFitzpatrick Lynne
|
POSITIONofficer: President and CFO
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEFitzpatrick Lynne
|
POSITIONofficer: President and CFO
|
ACTIONDISPOSED 639 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMETobin Jack J
|
POSITIONofficer: MD Chief Accounting Officer
|
ACTIONACQUIRED 1546 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMETobin Jack J
|
POSITIONofficer: MD Chief Accounting Officer
|
ACTIONDISPOSED 57 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMETobin Jack J
|
POSITIONofficer: MD Chief Accounting Officer
|
ACTIONDISPOSED 143 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEDennis Michael G.
|
POSITIONofficer: Global Head of Fixed Income
|
ACTIONACQUIRED 2608 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEDennis Michael G.
|
POSITIONofficer: Global Head of Fixed Income
|
ACTIONDISPOSED 289 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEMcCourt Timothy Francis
|
POSITIONofficer: Sr MD Global Head Equity & FX
|
ACTIONACQUIRED 2752 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEMcCourt Timothy Francis
|
POSITIONofficer: Sr MD Global Head Equity & FX
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEMcCourt Timothy Francis
|
POSITIONofficer: Sr MD Global Head Equity & FX
|
ACTIONDISPOSED 754 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMESammann Derek
|
POSITIONofficer: Sr MD Gl Hd Commodities Mkts
|
ACTIONACQUIRED 3044 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMESammann Derek
|
POSITIONofficer: Sr MD Gl Hd Commodities Mkts
|
ACTIONDISPOSED 379 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMESammann Derek
|
POSITIONofficer: Sr MD Gl Hd Commodities Mkts
|
ACTIONDISPOSED 1099 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEDUFFY TERRENCE A
|
POSITIONdirector, officer: Chairman and CEO
|
ACTIONACQUIRED 23180 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEKAMERICK EILEEN A
|
POSITIONdirector
|
ACTIONACQUIRED 372 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEKAMERICK EILEEN A
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEPiell Hilda Harris
|
POSITIONofficer: Sr MD & Chief HR Officer
|
ACTIONACQUIRED 2608 SHARES
|
|
DATE09/16/2025
|
SYMBOLCME
|
NAMEPiell Hilda Harris
|
POSITIONofficer: Sr MD & Chief HR Officer
|
ACTIONDISPOSED 325 SHARES
|
|
DATE09/15/2025
|
SYMBOLCME
|
NAMEPiell Hilda Harris
|
POSITIONofficer: Sr MD & Chief HR Officer
|
ACTIONDISPOSED 953 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMEDawson Bruce Neil
|
POSITIONofficer: Chief Sales and CS Officer
|
ACTIONACQUIRED 8114 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMEDawson Bruce Neil
|
POSITIONofficer: Chief Sales and CS Officer
|
ACTIONDISPOSED 8114 SHARES
|
|
DATE09/16/2025
|
SYMBOLIBEX
|
NAMEDawson Bruce Neil
|
POSITIONofficer: Chief Sales and CS Officer
|
ACTIONDISPOSED 765 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEJones-Tyson Rodney
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEJEFFE ROBERT A
|
POSITIONdirector
|
ACTIONACQUIRED 372 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEJEFFE ROBERT A
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEHaddad Michael J
|
POSITIONdirector
|
ACTIONACQUIRED 45 SHARES
|
|
DATE09/15/2025
|
SYMBOLASB
|
NAMEHaddad Michael J
|
POSITIONdirector
|
ACTIONACQUIRED 34 SHARES
|
|
DATE09/16/2025
|
SYMBOLJETMF
|
NAMERobinson Deborah Wallis
|
POSITIONdirector
|
ACTIONACQUIRED 14000 SHARES
|
