|
DATE11/12/2025
|
SYMBOLTNL
|
NAMERICHARDS GEOFFREY
|
POSITIONofficer: See Remarks
|
ACTIONDISPOSED 4556 SHARES
|
|
DATE11/13/2025
|
SYMBOLTNL
|
NAMERICHARDS GEOFFREY
|
POSITIONofficer: See Remarks
|
ACTIONDISPOSED 4992 SHARES
|
|
DATE11/12/2025
|
SYMBOLTMP
|
NAMEFontaine Alyssa H
|
POSITIONofficer: EVP, General Counsel & CRO
|
ACTIONACQUIRED 910 SHARES
|
|
DATE11/12/2025
|
SYMBOLCVRX
|
NAMEJOHNSON & JOHNSON
|
POSITION10 percent owner
|
ACTIONDISPOSED 1000 SHARES
|
|
DATE11/13/2025
|
SYMBOLEML
|
NAMEMITAROTONDA JAMES A
|
POSITIONdirector, 10 percent owner:
|
ACTIONACQUIRED 933 SHARES
|
|
DATE11/12/2025
|
SYMBOLEML
|
NAMEMITAROTONDA JAMES A
|
POSITIONdirector, 10 percent owner:
|
ACTIONACQUIRED 1467 SHARES
|
|
DATE11/12/2025
|
SYMBOLCINF
|
NAMEVan Den Heuvel Will H
|
POSITIONofficer: Exec Vice President - Sub
|
ACTIONACQUIRED 15471 SHARES
|
|
DATE11/12/2025
|
SYMBOLCINF
|
NAMEVan Den Heuvel Will H
|
POSITIONofficer: Exec Vice President - Sub
|
ACTIONDISPOSED 10377 SHARES
|
|
DATE11/12/2025
|
SYMBOLCINF
|
NAMEVan Den Heuvel Will H
|
POSITIONofficer: Exec Vice President - Sub
|
ACTIONDISPOSED 15471 SHARES
|
|
DATE11/13/2025
|
SYMBOLGOOD
|
NAMEGerson Gary
|
POSITIONofficer: Chief Financial Officer
|
ACTIONACQUIRED 100 SHARES
|
|
DATE11/14/2025
|
SYMBOLNRGV
|
NAMEPiconi Robert
|
POSITIONdirector, 10 percent owner, officer: Chief Executive Officer
|
ACTIONACQUIRED 10000 SHARES
|
|
DATE11/13/2025
|
SYMBOLNRGV
|
NAMEPiconi Robert
|
POSITIONdirector, 10 percent owner, officer: Chief Executive Officer
|
ACTIONDISPOSED 2642 SHARES
|
|
DATE11/13/2025
|
SYMBOLGL
|
NAMEMITCHELL ROBERT BRIAN
|
POSITIONofficer: EVP, General Counsel and CRO
|
ACTIONDISPOSED 2091 SHARES
|
|
DATE11/13/2025
|
SYMBOLGL
|
NAMEMITCHELL ROBERT BRIAN
|
POSITIONofficer: EVP, General Counsel and CRO
|
ACTIONACQUIRED 283 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEWilloughby Dawn C
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEWilloughby Dawn C
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/10/2025
|
SYMBOLSFRX
|
NAMECLARK BRADFORD S
|
POSITIONdirector
|
ACTIONDISPOSED 6900000 SHARES
|
|
DATE11/13/2025
|
SYMBOLRMI
|
NAMERiverNorth Financial Holdings, LLC
|
POSITIONother: Affiliate of the Adviser
|
ACTIONACQUIRED 3664 SHARES
|
|
DATE11/13/2025
|
SYMBOLAORT
|
NAMEHorton Amy
|
POSITIONofficer: VP, Chief Accounting Officer
|
ACTIONDISPOSED 3482 SHARES
|
|
DATE11/13/2025
|
SYMBOLKRMN
|
NAMEBeaudoin Jonathan
|
POSITIONofficer: Chief Operating Officer
|
ACTIONDISPOSED 74000 SHARES
|
|
DATE11/13/2025
|
SYMBOLKRMN
|
NAMESawhill Stephanie
|
POSITIONofficer: Chief Growth Officer
|
ACTIONDISPOSED 62000 SHARES
|
|
DATE11/14/2025
|
SYMBOLCVBF
|
NAMEBorba George A Jr
|
POSITIONdirector
|
ACTIONACQUIRED 27094 SHARES
|
|
DATE11/06/2025
|
SYMBOLTHAR
|
NAMEWendland Mark Paul
|
POSITIONofficer
|
ACTIONDISPOSED 0 SHARES
|
|
DATE11/06/2025
|
SYMBOLTHAR
|
NAMEToomey Mark Christopher
|
POSITIONofficer
|
ACTIONDISPOSED 0 SHARES
|
|
DATE11/13/2025
|
SYMBOLFUL
|
NAMEWeaver Nathan D.
|
POSITIONofficer: Exec VP, Business Transform.
|
ACTIONACQUIRED 9546 SHARES
|
|
DATE11/13/2025
|
SYMBOLFUL
|
NAMEWeaver Nathan D.
|
POSITIONofficer: Exec VP, Business Transform.
|
ACTIONDISPOSED 7075 SHARES
|
|
DATE11/13/2025
|
SYMBOLFUL
|
NAMEWeaver Nathan D.
|
POSITIONofficer: Exec VP, Business Transform.
|
ACTIONDISPOSED 9546 SHARES
|
|
DATE11/12/2025
|
SYMBOLTMP
|
NAMEGuarino Charles J
|
POSITIONofficer: SVP Chief Bank Operations Off.
|
ACTIONACQUIRED 685 SHARES
|
|
DATE11/12/2025
|
SYMBOLTFSL
|
NAMEWEIL MEREDITH S
|
POSITIONdirector, officer: Chief Financial Officer
|
ACTIONDISPOSED 15000 SHARES
|
|
DATE10/29/2025
|
SYMBOLCUBI
|
NAMESirmans Dalton Talley
|
POSITIONdirector
|
ACTIONDISPOSED 0 SHARES
|
|
DATE11/12/2025
|
SYMBOLCNA
|
NAMESmith Amy Marie
|
POSITIONofficer: SVP & Chief Accounting Officer
|
ACTIONDISPOSED 900 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMELIN SYARU SHIRLEY
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMELIN SYARU SHIRLEY
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMECLAMADIEU JEAN-PIERRE
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEWright Laura
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEWright Laura
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMETrudeau Mark
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMETrudeau Mark
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMETALWALKAR ABHIJIT Y
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMETALWALKAR ABHIJIT Y
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEJeffrey William Alan
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEJeffrey William Alan
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEEldessouky Sam
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEEldessouky Sam
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEDugle Lynn A
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEDugle Lynn A
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEDAVIDSON CAROL ANTHONY
|
POSITIONdirector
|
ACTIONACQUIRED 838 SHARES
|
|
DATE11/13/2025
|
SYMBOLTEL
|
NAMEDAVIDSON CAROL ANTHONY
|
POSITIONdirector
|
ACTIONDISPOSED 403 SHARES
|
|
DATE11/12/2025
|
SYMBOLTMP
|
NAMEMastin Stacie M
|
POSITIONofficer: SVP, Director of HR
|
ACTIONACQUIRED 685 SHARES
|
|
DATE11/12/2025
|
SYMBOLTMP
|
NAMETaylor Eric W
|
POSITIONofficer: EVP, President TFA
|
ACTIONACQUIRED 910 SHARES
|
|
DATE11/12/2025
|
SYMBOLTMP
|
NAMEMcKenna John M
|
POSITIONofficer: EVP, Pres. Tompkins Comm. Bank
|
ACTIONACQUIRED 1365 SHARES
|
|
DATE11/13/2025
|
SYMBOLCB
|
NAMEWayland Joseph F
|
POSITIONofficer: Executive Vice President and*
|
ACTIONDISPOSED 5830 SHARES
|
|
DATE10/31/2025
|
SYMBOLBIRD
|
NAMEHughes Lily Yan
|
POSITIONdirector
|
ACTIONACQUIRED 22222 SHARES
|
|
DATE10/31/2025
|
SYMBOLBIRD
|
NAMEHughes Lily Yan
|
POSITIONdirector:
|
ACTIONDISPOSED 0 SHARES
|
|
DATE11/12/2025
|
SYMBOLCAT
|
NAMEJohnson Denise C
|
POSITIONofficer: Group President
|
ACTIONDISPOSED 10944 SHARES
|
|
DATE11/13/2025
|
SYMBOLPVCT
|
NAMEPershing Edward
|
POSITIONdirector, officer: CEO
|
ACTIONACQUIRED 0 SHARES
|
|
DATE11/12/2025
|
SYMBOLTPZ
|
NAMEIseman Andrew J
|
POSITIONdirector
|
ACTIONACQUIRED 2000 SHARES
|
|
DATE11/12/2025
|
SYMBOLAMRK
|
NAMEROBERTS GREGORY N
|
POSITIONdirector, 10 percent owner, officer: Chief Executive Officer
|
ACTIONDISPOSED 10000 SHARES
|
|
DATE11/13/2025
|
SYMBOLAMRK
|
NAMEROBERTS GREGORY N
|
POSITIONdirector, 10 percent owner, officer: Chief Executive Officer
|
ACTIONDISPOSED 16000 SHARES
|
|
DATE11/13/2025
|
SYMBOLAMRK
|
NAMEROBERTS GREGORY N
|
POSITIONdirector, 10 percent owner, officer: Chief Executive Officer
|
ACTIONACQUIRED 16000 SHARES
|
|
DATE11/12/2025
|
SYMBOLAMRK
|
NAMEROBERTS GREGORY N
|
POSITIONdirector, 10 percent owner, officer: Chief Executive Officer
|
ACTIONACQUIRED 10000 SHARES
|
|
DATE11/13/2025
|
SYMBOLAMRK
|
NAMEROBERTS GREGORY N
|
POSITIONdirector, 10 percent owner, officer: Chief Executive Officer
|
ACTIONDISPOSED 16000 SHARES
|
|
DATE11/12/2025
|
SYMBOLAMRK
|
NAMEROBERTS GREGORY N
|
POSITIONdirector, 10 percent owner, officer: Chief Executive Officer
|
ACTIONDISPOSED 10000 SHARES
|
|
DATE09/30/2025
|
SYMBOLXFLT
|
NAMEMeyers William T.
|
POSITIONdirector
|
ACTIONDISPOSED 0 SHARES
|
|
DATE09/30/2025
|
SYMBOLXFLT
|
NAMEMeyers William T.
|
POSITIONdirector
|
ACTIONDISPOSED 0 SHARES
|
|
DATE11/12/2025
|
SYMBOLTYG
|
NAMEIseman Andrew J
|
POSITIONdirector
|
ACTIONACQUIRED 3000 SHARES
|
|
DATE11/13/2025
|
SYMBOLAMAL
|
NAMETenner Mandy
|
POSITIONofficer: EVP, Chief Legal Officer
|
ACTIONDISPOSED 3425 SHARES
|
|
DATE11/12/2025
|
SYMBOLGEF
|
NAMEMARTZ GARY R
|
POSITIONofficer: EVP & General Counsel
|
ACTIONACQUIRED 2080 SHARES
|
|
DATE11/12/2025
|
SYMBOLGEF
|
NAMEMARTZ GARY R
|
POSITIONofficer: EVP & General Counsel
|
ACTIONACQUIRED 2920 SHARES
|
|
DATE11/14/2025
|
SYMBOLUEIC
|
NAMEChong David Cheung Hyen
|
POSITIONofficer: EVP Global Sales
|
ACTIONDISPOSED 559 SHARES
|
|
DATE11/13/2025
|
SYMBOLMBBC
|
NAMEZillges Nicholas W
|
POSITIONdirector, officer: President and CEO
|
ACTIONACQUIRED 1325 SHARES
|
|
DATE11/13/2025
|
SYMBOLEL
|
NAMELong Annabelle Yu
|
POSITIONdirector:
|
ACTIONDISPOSED 0 SHARES
|
|
DATE11/13/2025
|
SYMBOLAORT
|
NAMEDavis John E
|
POSITIONofficer: Chief Commercial Officer
|
ACTIONDISPOSED 6563 SHARES
|
|
DATE11/13/2025
|
SYMBOLAORT
|
NAMEMackin James P
|
POSITIONofficer: President & CEO
|
ACTIONDISPOSED 34210 SHARES
|
|
DATE11/13/2025
|
SYMBOLAORT
|
NAMEHolloway Jean F
|
POSITIONofficer: SVP, General Counsel
|
ACTIONDISPOSED 5761 SHARES
|
|
DATE11/13/2025
|
SYMBOLEL
|
NAMEStrong Dana
|
POSITIONdirector:
|
ACTIONDISPOSED 0 SHARES
|
|
DATE11/13/2025
|
SYMBOLAORT
|
NAMEStanton Marshall S.
|
POSITIONofficer: SVP, Clinical & MD Affair
|
ACTIONDISPOSED 4993 SHARES
|
|
DATE11/13/2025
|
SYMBOLRCG
|
NAMESTAHL MURRAY
|
POSITION10 percent owner, officer: President/Co-Portfolio Manager
|
ACTIONACQUIRED 296 SHARES
|
|
DATE11/13/2025
|
SYMBOLRCG
|
NAMESTAHL MURRAY
|
POSITION10 percent owner, officer: President/Co-Portfolio Manager
|
ACTIONACQUIRED 180 SHARES
|
|
DATE11/13/2025
|
SYMBOLRCG
|
NAMESTAHL MURRAY
|
POSITION10 percent owner, officer: President/Co-Portfolio Manager
|
ACTIONACQUIRED 360 SHARES
|
|
DATE11/13/2025
|
SYMBOLRCG
|
NAMESTAHL MURRAY
|
POSITION10 percent owner, officer: President/Co-Portfolio Manager
|
ACTIONACQUIRED 180 SHARES
|
|
DATE11/13/2025
|
SYMBOLRCG
|
NAMESTAHL MURRAY
|
POSITION10 percent owner, officer: President/Co-Portfolio Manager
|
ACTIONACQUIRED 82 SHARES
|
|
DATE11/13/2025
|
SYMBOLRCG
|
NAMESTAHL MURRAY
|
POSITION10 percent owner, officer: President/Co-Portfolio Manager
|
ACTIONACQUIRED 18 SHARES
|
|
DATE11/13/2025
|
SYMBOLRCG
|
NAMESTAHL MURRAY
|
POSITION10 percent owner, officer: President/Co-Portfolio Manager
|
ACTIONACQUIRED 18 SHARES
|
|
DATE11/12/2025
|
SYMBOLKLTR
|
NAMEManor Eyal
|
POSITIONdirector
|
ACTIONDISPOSED 400 SHARES
|
|
DATE11/12/2025
|
SYMBOLTG
|
NAMEGOTTWALD WILLIAM M
|
POSITION10 percent owner
|
ACTIONDISPOSED 2387 SHARES
|
|
DATE11/12/2025
|
SYMBOLTG
|
NAMEGOTTWALD JOHN D
|
POSITION10 percent owner
|
ACTIONDISPOSED 2388 SHARES
|
|
DATE11/14/2025
|
SYMBOLSLVM
|
NAMEFerguson Kevin W
|
POSITIONofficer: VP, Controller,Chief Acct.Off.
|
ACTIONDISPOSED 1000 SHARES
|
|
DATE11/12/2025
|
SYMBOLTG
|
NAMEGottwald James T.
|
POSITION10 percent owner
|
ACTIONDISPOSED 2388 SHARES
|
|
DATE11/12/2025
|
SYMBOLTER
|
NAMESmith Gregory Stephen
|
POSITIONdirector, officer: President and CEO
|
ACTIONDISPOSED 1108 SHARES
|
|
DATE11/13/2025
|
SYMBOLMCI
|
NAMEMerritt Sears
|
POSITIONother: Adviser Board Member
|
ACTIONACQUIRED 89 SHARES
|
|
DATE11/13/2025
|
SYMBOLMCI
|
NAMEEmery Christina
|
POSITIONofficer: President
|
ACTIONACQUIRED 35 SHARES
|
|
DATE11/13/2025
|
SYMBOLTPL
|
NAMEHORIZON KINETICS ASSET MANAGEMENT LLC
|
POSITION10 percent owner
|
ACTIONACQUIRED 1 SHARES
|
|
DATE11/12/2025
|
SYMBOLGRWG
|
NAMELampert Darren
|
POSITIONdirector, officer: CEO
|
ACTIONDISPOSED 70280 SHARES
|
|
DATE11/13/2025
|
SYMBOLGRWG
|
NAMELampert Darren
|
POSITIONdirector, officer: CEO
|
ACTIONDISPOSED 56540 SHARES
|
|
DATE11/12/2025
|
SYMBOLPRGO
|
NAMEParker Geoffrey M.
|
POSITIONdirector
|
ACTIONACQUIRED 7500 SHARES
|
|
DATE11/13/2025
|
SYMBOLCLH
|
NAMEStates Lauren
|
POSITIONdirector
|
ACTIONDISPOSED 245 SHARES
|
|
DATE11/12/2025
|
SYMBOLARCB
|
NAMESultemeier Chris T.
|
POSITIONdirector
|
ACTIONACQUIRED 2450 SHARES
|
|
DATE11/12/2025
|
SYMBOLWAB
|
NAMEDeNinno David L
|
POSITIONofficer: Exec VP, General Counsel, Sec.
|
ACTIONDISPOSED 5000 SHARES
|
|
DATE11/13/2025
|
SYMBOLDGICA
|
NAMESZADY ANNETTE BROOKENS
|
POSITIONdirector
|
ACTIONACQUIRED 4500 SHARES
|
